Schwab to pay fine to settle U.S. charges on suspicious trades

(Reuters) - Charles Schwab Corp will pay a $2.8 million civil fine to settle U.S. Securities and Exchange Commission charges it failed to file suspicious activity reports on questionable transactions by 37 investment advisers.

from Reuters: U.S. https://ift.tt/2IMDbdp

If You Enjoyed This, Take 5 Seconds To Share It

• 
• 
• 
• 
• 
•